Draft (Tribal Law) Critique of WIPO RFC3
Introduction
At no point has the Access Right of Indigenous Peoples to managed to= break into the DNS policy debate through any argument of necessity or= utility. Similarly, at no point has the Intellectual Property Right of= Indigenous Peoples managed to break into the DNS policy debate, under any= theory of law.
This draft paper is an expression of members of the Tribal Law and IETF= communities, addressing the second and dependent issue arising out of the= Generic Top Level Domain Memorandum of Understanding (gTLD-MOU) and the= subsequent efforts to move the authority for, and control of, the Domain= Name System (DNS) from the exclusive authority and control of the United= States of America.
That issue is the legal framework for the resolution of conflicts in the= DNS namespace, and the role of, and mechanisms and policies employed by,= the set of fundamental DNS actors -- Registries, Registrars, WIPO, and the= Courts. The reader is reminded that envisioned subset of application of the= WIPO RFC3 is the "generic" or gTLDs, not the "Country Code" or ccTLDs.
Critique I
Our first comment on the text of the Interim Report of the WIPO Internet= Domain Name Process of 12/23/98 is that it contains no references to the= International Labor Organization Convention 169, "Indigenous and Tribal= Peoples Convention, 1989", ILO 169 hereafter.
The significance of this omission is multi-faceted.
In the first instance, WIPO derives its organizational mandate from the= UN, as does the ILO. Intellectual Property is not unique to the signatories= to the Paris Convention for the Protection of Industrial Property (Paris)= or the parties to the World Trade Organization (WTO) or the Agreement on= Trade-Related Aspects of Intellectual Property Rights (TRIPS Agreement). In= fact, as last October's Kwataqnuk Conference (Colonialism through= Biopiracy, hosts Confederated Salish and Kootenai Tribes) amply= demonstrated, non-parties to these agreements -- Indigenous Polities --= hold aboriginal title to a vast range of intellectual properties.
Of the polities which are parties to these agreements -- States =96= several stand in a Colonial Relationship with Indigenous Polities --= "Non-States". Further, many also stand in a Neo-Colonial Relationship with= a significant plurality of the "State" polities. The UN Charter simply does= not empower a dependent entity such as WIPO to further inequitable= relationships amongst polities, whether the dubious doctrine of "Blue= Water" is invoked, or the equally dubious doctrine of "Market Forces", or= the fictive "technical" neutrality.
As Faithkeeper and Chief of the Onondaga Nation Mr. Oren Lyons mentioned= in his address to the United Nations General Assembly in New York on= December 10, 1992:
The appropriation of our intellectual properties is continuous and= devastating ... Original title is a problem for all of you. We must try to= reach an agreement on a more level playing field that allows us, at least,= a chance for survival.
The WIPO Interim Report lacks a statement that the envisioned Final= Report will be reconciled with ILO 169, and that WIPO organizationally is= aware of how perilously close the historically abrupt expansion of the= dominant Intellectual Property regime is to the true sense of Article 2(c)= of UN Resolution 260 (III).
Critique II
Our second comment on the text of the Interim Report of the WIPO Internet= Domain Name Process of 12/23/98 is that it contains no reference to the= specific jurisdictional relief historically, continuously, and modernly= sought by Indigenous Polities. Numerous legal commentaries have documented= the historical and continuous attempts of Indigenous Polities to obtain= access to the very cornerstone of the rule of law =96 neutral third party= adjudication [1].
The foundations of Modern International Law are the Papal Bulls of 1493= and 1537, Inter Cetera and Sublimus Deus, respectively. Inter Cetera= extended "Natural Law" to International Law and negated the right of= Indigenous jurisdiction and property in the temporal and economic context= of Columbian Contact. Sublimus Deus reaffirmed this extension of "Natural= Law", but like ILO Convention 169, affirmed the rights of Indigenous= jurisdiction and property in the temporal and economic context of the= Second Audiencia [2].
While much of the Interim Report deals with jurisdictional issues, the= text is silent on whether or not Indigenous polities have either= jurisdictions or jurisdictional preferences. We do. We strongly prefer= having our cases and controversies adjudicated by neutral third-party= institutions. It is our fundamental observation that the Courts of the= United States [3], Canada [4], Australia, New Zealand, to name only four= polities with similar legal languages, a core "Common Law" legal culture,= and a shared context up to 1763, are parties to the cases and controversies= to which we are parties.
There is a considerable risk, absent a clarification of WIPO's intent to= mandate equitable jurisdictional access to cases and controversies in which= Indigenous Polities are parties, that these inevitable, necessary and even= desirable conflicts will be "tried" in Courts that are parties to the= cases.
Tribal Courts are proper venues for the Alternative Dispute Resolution= (ADR) and litigation envisioned in RFC3. Neutral third-party adjudication= of claims brought by Indigenous Polities, whether through an ADR process or= litigation requires waiving the exclusive jurisdictional pretenses of= Courts over "their natives".
The WIPO Interim Report lacks a statement that the envisioned Final= Report will make affirmative reference to Tribal jurisdictions and as a= matter or fundamental principle, afford equitable jurisdictional access to= Tribal courts for the ADR and litigation envisioned in RFC3. Alternatively,= the WIPO Interim Report lacks a statement that the envisioned Final Report= will provide an effective mechanism for Indigenous Polities to obtain= access to third-party adjudication. Further, the Final Report must= demonstrate that WIPO is organizationally aware how perilously close the= jurisdictional regimes which dominate Indigenous Polities are to the true= sense of Article 2(c) of UN Resolution 260 (III).
Supporting International Law
As the Final Report of the Special Rapporteur, Mrs. Erica-Irene Daes, on= the Protection of the Heritage of Indigenous People,= E/CN.4/Sub.2/1995/26, noted, the World Intellectual Property Organization= originally maintained "that its activities do not include the= protection of the heritage of indigenous peoples." (Par. 12). It= therefore had requested that all references to WIPO be deleted from the= draft guidelines prepared by the Special Rapporteur as an annex to the= Final Report. But, as noted by the Special Rapporteur in her Supplementary= Report taking account of additional comments and information received from= Governments, intergovernmental and non-governmental organizations,= E/CN.4/Sub.2/1996/22, WIPO subsequently modified its position in response= to the Special Rapporteur=92s second invitation to comment on her final= report. WIPO indicated that it foresaw the need to organize an= international symposium on the preservation and legal protection of= folklore, in cooperation with UNESCO.
The draft guidelines contained in the Final Report on the Protection= of the Heritage of Indigenous People make it clear that WIPO=92s= DNS-related activities do affect the interests and intellectual property= rights of indigenous peoples, and that WIPO is obligated under broadly= recognized principles of customary international law, widely accepted by= the UN Human Rights system, as evidenced by ILO 169, the Working Group on= Indigenous Peoples Draft Declaration on the Rights of Indigenous Peoples,= the OAS draft declaration on Indigenous Rights, and other UN instruments,= treaties and agreements to consult closely with indigenous peoples and= organizations before moving forward in this area. See the Appendix for= specifics.
Closing Comments
We close with a statement made by Woodrow Wilson, President of the United= States, in 1907 on the central issue of trade, law and power:
Since trade ignores national boundaries and the manufacturer insists= on having the world as a market, the flag of his nation must follow him,= and the doors of the nations which are closed against him must be battered= down.
Concessions obtained by financiers must be safeguarded by ministers of= state, even if the sovereignty of unwilling nations be outraged in the= process.
Recommendations
We recommend that a brief addenda to RFC3 be issued by WIPO with the= process and timetable through which the WIPO DNS RFC texts shall become= reconciled with ILO 169.
We recommend that a brief addenda to RFC3 be issued by WIPO with the= process and timetable through which the WIPO DNS RFC, the substantive= critical text of Professor Michael Froomkin, and the principles of equity= of jurisdictional access and third-party adjudication are reconciled.
We recommend that WIPO hold a series of combined workshops at the= principle Indigenous Law Program Schools with the faculty, judiciary and= practitioners of representative principle Tribal Courts, and regional= Indigenous ISPs in North and South America, East Asia and Oceania.
We further recommend that WIPO execute its outstanding commitment to hold= an international symposium on the preservation and legal protection of= folklore, in cooperation with UNESCO.
We finally recommend to the ICANN that it retain responsibility for= trademark and other forms of Intellectual Property Right protection within= the DNS for Indigenous Peoples for 1999, and establish the relationship set= forth in our third recommendation by the end of the current year.
Comments
Comments on this draft may be addressed the authors listed below.
Eric Brunner, Software Architecture Group
Nokia Research, Boston
eric.brunner@research.nokia.com,= alternate: brunner@maine.rr.comRobert Williams, Jr., Tribal Law and Policy Program,
University of Arizona School of Law
williams@law.arizona.eduAffiliations are shown for identification only.
References
[1] Bruce Clark, Justice in Paradise, McGill-Queen=92s University= Press, 1999 [inpress].
[2] Several Mixtec Princes via Herman Cortez vs. Several Members of= the First Audiencia, 1531. The Huejotzingo Codex, now held by the= Smithsonian Museum, are the extant Mixtec pleadings.
[3] Robert Williams, Jr., The Algebra of Federal Indian Law: The Hard= Trail of Decolonizing and Americanizing the White Man's Jurisprudence,= 1986, WIS. L. REV.
[4] D.G. Frantz and N.J. Russell, Blackfoot Dictionary of Stems, Roots= and Affixes defines the Court of the Queen's Bench and High Courts as= iitssikohkitsimio'p and iitssikohkitsimio'pistsi,= respectively.
The literal translation is "where we have a black door(s)".
Acknowledgments
Peter d=92Errico, UMASS Dept. of Legal Studies, co-signs.
Karen Buller, National Indian Telecommunications Institute, co-signs.
Technical members of Treaty7.org and the Nevada Indian Environmental= Coalition (NIEC), regional Tribal ISPs contributed to this effort.
Dr. Clark and especially Chief Lyons are thanked for their contributions,= without which much would have been left unsaid. The anonymous NITI reviewer= is also thanked for catching an otherwise fatal error.
Several attendees of IETF-43, particularly John Gilmore, Jim Gettys, and= the SRS BOF organizers are thanked for their contributions.
Dr. Jon Postel is posthumously acknowledged for making the time to= initiate, late in his life, a discussion on some weaknesses of political= geography as a mechanism for the partition of the DNS namespace,= particularly ISO 3166 and the NSN.US SLD.
Appendix
The Principles contained in this Report state:
The Definitions contained in the Guidelines also are clear:
The Principles are also clear on the issue of transmission of indigenous= heritage:
The Principles also recommend national programs and legislation:
Finally, the Principles deal specifically with the responsibilities of= international organizations, including WIPO: